Increased colorectal neoplasia in chronic
ulcerative colitis complicated by primary sclerosing cholangitis:
fact or fiction?
H JAYARAM, J SATSANGI, R W G CHAPMAN
It is well accepted that patients with ulcerative
colitis (UC) are at increased risk of developing colorectal carcinoma.
Since 1992, several studies have examined the hypothesis that patients
with concomitant primary sclerosing cholangitis (PSC) are at significantly
increased risk of developing colorectal cancer or dysplasia. The
size, design, end points, and populations involved in these studies
have varied but critical review suggests that colorectal cancer
is more common in the setting of PSC. Although the data do not allow
exact quantification of the increased relative risk, there are nevertheless
implications, both for understanding disease pathogenesis and for
clinical practice.
An increased risk of developing colorectal carcinoma
in patients with UC was first recognised in the 1920s.1
The magnitude of this risk varies in different studies with a range
in cumulative risk after diagnosis in patients with pancolitis of
between 1% and 3% at 10 years, 10% at 20 years, and 25% at 35 years.2-5
It is now widely accepted that risk factors for malignant transformation
are duration of disease and extent of colitis. The presence of graded
dysplasia 6 or DNA aneuploidy within the colorectal
mucosa, and an early age at onset have been described as additional
risk factors.4 It has also been suggested that
pharmacological therapy of colitis with sulphasalazine or mesalazine
may be associated with a reduced incidence of neoplastic transformation.7
8
PSC is a disease of unknown aetiology characterised
by cholestasis associated with diffuse inflammation and fibrosis
of the entire biliary tract.9 PSC has a variable
clinical course, progressing eventually to cirrhosis and premature
death from hepatic failure. Furthermore, PSC is accompanied by a
risk of developing carcinoma of the bile ducts.10
Although PSC may occur in isolation, it is closely
associated with inflammatory bowel disease, in particular UC. Up
to 80% of patients with PSC also have UC, usually with extensive
or total colonic involvement.11 The prevalence
of PSC in UC is much lower, with its occurrence related to the extent
of disease. A population based study found a prevalence of 5.5%
in patients with substantial colitis and of 0.5% in patients with
distal colitis only,12 although these values
are likely to underestimate the risk of PSC as not all patients
with PSC have abnormal liver function tests.13
The concept that PSC is associated with an increased
risk of colorectal neoplasia in patients with UC was proposed by
Broomé et al in 1992.14 In a study
of 17 patients with UC who were found to have dysplasia, carcinoma,
and/or DNA aneuploidy, 28% had coexistent PSC. This led to the hypothesis
that PSC was an independent risk factor for the development of colorectal
neoplasia in patients with existing UC.
This hypothesis has remained a topic of extensive
debate within the medical literature.15 This
review aims to evaluate the available evidence to date, debate the
possible mechanisms that may underlie association, and finally discuss
the possible impact of any findings on current and future clinical
practice.
Clinical studies
Since 1992, several studies have examined
the role of PSC in the development of colorectal neoplasia in the
setting of chronic UC. The investigative format of the studies evolved
with time, with the early focus being on the prevalence of PSC in
UC complicated by neoplasia, and later on follow up of patients
with UC with or without coexistent PSC.
Of these studies, eight have concluded that the risk of colorectal
neoplasia in UC is greater in patients with PSC.14
16-22 Only two studies (both from the Mayo
Clinic but using different patients) have definitely concluded that
there is no increased colorectal cancer risk in PSC.23
24 Two further studies do not allow definite conclusionsone
because of small numbers and the other due to variable end points.25
26
Positive Studies
Following the initial paper by Broomé
and colleagues,14 the association between
PSC, dysplasia, aneuploidy, and colorectal cancer was re-examined
in a cohort of 79 patients with extensive and chronic colitis enrolled
in the Denver Dysplasia in UC study.27 This
included prospective surveillance of dysplasia and ploidy status
from biopsies obtained on colonoscopy. DNA aneuploidy was more common
in those patients with coexistent PSC than those without. Secondly,
multiple synchronous sites of aneuploidy were observed in all those
with PSC and abnormal epithelial histology (dysplasia/carcinoma).
These preliminary findings reported in abstract form
provide further support for the hypothesis that PSC may be an additional
risk factor for colorectal cancer in chronic UC, and that the presence
of aneuploidy may be a useful indicator of an increased risk of
malignant transformation.
Broomé and colleagues 17
then provided further evidence to support their initial hypothesis
with a case control study intending to assess the absolute cumulative
risk of colorectal neoplasia in patients with both UC and PSC against
matched controls with UC only. A statistically significant increase
in the development of neoplasia was evident in the group with coexistent
PSC. A graph of their results is shown in fig 1. Patients with both
UC and PSC showed a cumulative risk of developing colorectal neoplasia
of 9% at 10 years, 31% at 20 years, and 50% at 25 years after diagnosis
of PSC. The corresponding risks for the control group were 2%, 5%,
and 10%, respectively, representing a fivefold increase in risk
at 25 years. A similar risk of neoplasia in the control group to
that in recent population based studies of extensive UC4 confirmed
that this was a representative control group.
|
Figure 1 Absolute
cumulative risk of developing colorectal neoplasia in patients
with ulcerative colitis and primary sclerosing cholangitis (UC+PSC)
compared with patients with UC alone (p<0.001) (from Broomé
and colleagues17). |
In addition, those patients with both UC and PSC who
developed colorectal dysplasia or carcinoma appeared to be at increased
risk of developing cholangiocarcinoma. Six patients developed frank
carcinoma compared with only one in the control group.17
Further positive data were reported by investigators
in Seattle. Brentnall and colleagues18 reported
on a prospective analysis of a group of 20 patients with UC and
PSC, and a control group of 25 patients with UC alone. They hoped
to evaluate the natural course of the development of colonic dysplasia
and carcinoma in both groups. Figure 2 shows a summary of their
findings. There was a statistically significant increase in the
presence of both dysplasia and aneuploidy in the study group. These
patients were five times as likely to develop dysplasia and six
times as likely to develop aneuploidy than the control group with
UC alone. After completion of follow up at nine years, 45% of patients
with UC and PSC had been found to have dysplasia compared with 16%
of the control patients with UC alone (p=0.002).
|
Figure 2 Results
of analysis of 20 patients with ulcerative colitis and primary
sclerosing cholangitis (UC+PSC) and 25 patients with UC alone
with respect to colorectal dysplasia and aneuploidy. (Follow
up over a nine year period.18) |
The high prevalence of aneuploidy detected by flow
cytometry is particularly noteworthy, supporting other data that
UC patients with negative histology but with aneuploidy are more
likely to develop colorectal dysplasia than those with normal diploid
DNA content.28 No difference was apparent
between groups in duration of colitis or age of onset.
Kornfeld and colleagues reported a population based
study of Swedish patients with an intact colon in UC with coexistent
PSC and showed a cumulative risk of cancer of 10%, 35%, and 40%
at 10, 20, and 30 years after diagnosis of UC.29
In those patients with a prior diagnosis of UC, the risk of developing
colorectal cancer 10 years after the diagnosis was 25%. However,
the finding that half of the cases were detected prior to diagnosis
of PSC led to the suggestion that the association with PSC may not
be a causal one.
Investigators from Cleveland conducted a retrospective
cohort study comparing 27 patients with both PSC and UC with 1185
patients with UC alone.20 All patients had
undergone total proctocolectomy between 1983 and the start of analysis.
They showed cancer and dysplasia rates that were higher in the group
with PSC and UC compared with the group with UC alone. It was also
suggested that proximal cancers were more common in UC patients
with concomitant PSC compared with patients with UC alone.
Most recently, Shetty et al reported a large retrospective
cohort study from Cleveland, evaluating the development of colorectal
carcinoma or dysplasia in UC patients with concomitant PSC compared
with a control group with UC alone.21 This
showed that 25% of the study group went on to develop colorectal
carcinoma or dysplasia in comparison with 5.6% of the control group
THE MAYO CLINIC DATA
A large retrospective cohort comprising 178 patients
with PSC from the Mayo Clinic was investigated to determine rates
of survival and of development of colorectal cancer.23
The risk of colorectal neoplasia was increased in patients with
UC and PSC but was not significantly higher than the group with
UC alone. On their initial analysis, these authors found no significant
increase in the number of cancer cases observed when compared with
an expected value, based on a population based cohort from Sweden.4
A further large retrospective case control study from
the Mayo Clinic was then reported, comparing the cumulative prevalence
of PSC in UC complicated by carcinoma, compared with a matched group
with UC alone.24 Again, these investigators
concluded that PSC was not associated with an increased risk of
colorectal cancer in patients with existing UC. However, as expected,
an increased prevalence of PSC was seen with greater duration and
extent of colitis.
In discussing these data, the authors suggested that
the link between PSC and colorectal cancer may be attributable to
PSC acting as a "surrogate marker" for pancolonic and
long duration of disease, rather than as an independent risk factor.30
Subclinical cases of PSC may have been missed in both groups as
well as the premalignant colonic changes such as dysplasia and aneuploidy,
which may complicate UC.
These initial reports from the Mayo Clinic led to
the suggestion that if PSC is an additional risk factor for neoplasia
in UC, its clinical significance is minimal. However, the conclusion
drawn from the most recent data from the same centre, available
in abstract form only at present, appear to conflict with the initial
observations.22 Of 110 patients evaluated
with PSC, 35 had developed colorectal neoplasia in a median follow
up period of 14.7 years. The authors also hypothesise that the separate
phenotype of inflammatory bowel disease which is associated with
PSC, is distinct from typical UC or Crohn's, and suggest that this
may explain the variable prevalence of typical UC in PSC populations.
OTHER STUDIES
Initially, investigators at the Lahey Clinic
25 found that PSC had no significant effect
on the development of colorectal neoplasia in longstanding UC. However,
this conclusion was drawn from a prospective study of patients with
longstanding UC, of whom only five had concomitant PSC. In 1995,
investigators at Johns Hopkins described a series of 35 patients
with UC complicated by PSC.26 This study
pointed towards a higher than expected rate of dysplasia but no
significant increase in colorectal cancers above that expected.
Critical review: difficulties in design and interpretation
The difficulties in interpreting clinical trials in
this situation are highlighted by the fact that they appear to reach
conflicting conclusions. We suggest that any of a number of confounding
factors may have contributed to the disparate results between studies.
These are discussed below.
CHOICE OF CONTROLS
Selection of an appropriate control group is critical in the interpretation
of any study.31 For example, Loftus and colleagues
23 studied a PSC cohort which had been referred for evaluation
for liver transplantation. However, they used a population based
group (from another country) as the control. It is very likely that
a cohort at such a tertiary centre will undergo more surveillance
and active intervention in comparison with a population based group.
This referral bias alone may have an important effect on the interpretation
of the study.
The geographical and temporal disparity between control
and study groups in the same study merits consideration. The data
set of patients with both UC and PSC tends to be from a later period
(1984-1991) than the control data (1919-1983). Again, the medical/surgical
management may well have been different in the groups studied.19
In the recent study from Cleveland, the group with
UC and PSC experienced greater colonic involvement and a longer
duration of disease (and were younger at the onset of colitis) than
the control group of patients with UC alone. Clearly, these differences
may introduce bias into any conclusions made 4 5
and serve to emphasise the importance for accurately matched control
groups in future studies.
Moreover, the onset of disease is often difficult
to define accurately. Colitis associated with PSC is nearly always
pancolonic with a mild natural course that rarely leads to colectomy
for disease activity.32 This is important
when comparisons are made against a control UC population as an
increased neoplastic risk may merely reflect a longer duration of
subclinical colonic disease.
COLECTOMY RATE
A patient group drawn from a single centre may be subjected to an
intensified colonoscopic surveillance programme and hence a higher
rate of colectomy. Such differences will affect the outcome of the
study. In the study by Loftus and colleagues,23 37% of the UC-PSC
group underwent colectomy, more than one third of which were for
dysplasia or cancer prophylaxis.
Observations from population based studies of UC with
high colectomy rates 33 34 showed no significant
increase in colorectal neoplasia over that of the general population.
END POINTS OF STUDIES
The end points of the studies vary enormously, for example with
Loftus et al using colorectal carcinoma and Brentnall and colleagues
18 using dysplasia. This is important to
consider when comparing the results of trials. However, it has been
established that epithelial dysplasia is a premalignant lesion that
warrants careful monitoring.
This issue is best illustrated by the data from Seattle.
Had Brentnall and colleagues 18 used colorectal
carcinoma as an end point they would have found no difference between
the UC-PSC and UC control groups. Conversely, retrospective studies
tend to have no set protocol for endoscopic monitoring and so it
is likely that a disparity in surveillance intensity will exist
between study and control groups.
In many centres, the incidence of dysplasia is higher
at the first surveillance colonoscopy.35
A higher dysplasia rate in the UC-PSC groups might be expected if
the corresponding UC control group was already screened and clear
of neoplasia.
POWER
With the low prevalence of PSC in the general population, the size
of the study group is often very small. Brentnall and colleagues
18 studied 20 and 25 people in each group,
respectively. These small samples have diminished statistical power
to detect differences between groups. Similarly, it is difficult
to draw firm conclusions from the small series reported by Choi
and colleagues.25
DRUG THERAPY
The quiescent (or subclinical) nature of the colitis associated
with PSC may have led to this group of patients receiving less pharmacotherapy
than patients with more troublesome colitis. Hence these patients
will not have the benefit of any decrease in colorectal neoplasia
which may be associated with such therapy.7
ORTHOTOPIC LIVER TRANSPLANTATION
It is important to know whether PSC is a risk factor for colorectal
neoplasia as the availability of orthotopic liver transplantation
has led to a longer life span for such patients.36
Cases of significant colorectal neoplasia have been reported within
two years of liver transplantation.37 38
An observational study of patients with PSC and UC who underwent
liver transplantation showed a fourfold increase in the risk of
developing neoplasia compared with a control group of similar patients
who had not undergone surgery.39 It is hypothesised
that the intense immunosuppressive therapy given postoperatively
may accelerate the dysplasia-carcinoma sequence in patients with
UC. However, other investigators have not detected an increased
rate of neoplasia or dysplasia in this period.40
Recent evidence suggests that UC may be more aggressive
after transplantation or even develop de novo, in spite of the use
of immunosuppressive drugs.40 These data have
been reviewed recently.41
INTERPRETATION
Seven of 11 studies reviewed in this paper concluded that PSC had
a significant role in the development of neoplasia in chronic UC.
The two strongest studies concluding otherwise did not involve matched
controls and involved high colectomy rates. Moreover, the most recent
data from the Mayo Clinic (albeit only in abstract form at present)
appears to contradict the initial observations. It might be ideal
to form a meta-analysis of the above data but the heterogeneity
of the studies discussed and methodological differences would very
likely make any results artificial. The weight of evidence supports
the view that PSC is linked with increased neoplasia in chronic
UC and that this link does have clinical significance.
Pathogenetic mechanisms
The mechanisms involved in the development of
malignancy in UC are under evaluation. Clinical, epidemiological,
and molecular genetic data provide support for the hypothesis that
colitis related cancer may have a distinct pathogenesis to sporadic
colorectal cancer.42 43 In comparison with
sporadic colorectal cancer, somatic alterations to the p53 tumour
suppressor gene occur earlier in colitis related cancers 44
whereas APC (adenomatous polyposis coli) gene alteration is usually
a later event.45 The role of microsatellite
instability remains uncertain but potentially important.43
The direct effect of concomitant PSC has yet to be elucidated.
GENETICS
The genetic contribution to susceptibility to
neoplasia in patients with UC is under evaluation.43
46 47 Preliminary data have implicated polymorphisms of the
mismatch repair genes MLH1 and MSH2 in the pathogenenesis of inflammatory
bowel disease and related malignancy.48 49
At present, germline alterations of cancer susceptibility genes
in PSC have not been studied in detail.
BILE SALTS
It has been suggested that an increased neoplastic
risk in the UC-PSC group may be associated with alterations in the
bile salt pool due to cholestasis.50 Bile acids
such as deoxycholic acid and cholic acid may induce gut epithelial
proliferation and may also act as tumour promoters in experimental
models.51 An increased frequency of bile acid
receptors in the mucosa in carcinoma compared with normal tissue
has been demonstrated.52 A higher faecal bile
acid concentration was found in patients with UC who developed neoplasia
compared with those without.53 The association
of PSC with dysplasia is consistent with a role of colonic bile
acids in tumorigenesis in patients with UC. Moreover, this theory
may underlie any increased incidence of proximal colorectal cancers
in UC complicated by PSC.
FOLATE DEFICIENCY
Patients with UC are often folate deficient as
sulphasalazine is a competitive inhibitor of folate absorption.
Folate supplementation was associated with a 62% reduction in the
incidence of neoplasia in patients with pancolonic UC compared with
placebo.54 However, the hypothesis that sulphasalazine
related folate deficiency contributes tothe development of malignancy
cannot be reconciled with the preliminary epidemiological data which
raise the possibility that maintenance therapy in UC may be associated
with reduced carcinogenesis.7 8
Conclusions
The weight of evidence suggests an increased
risk of colonic neoplasia in patients with chronic UC who have concomitant
PSC, although the mechanism is unclear. This increased risk has
implications on the physician and patient in terms of screening.
If a group of patients who are at an increased risk of developing
colorectal carcinoma can be identified, they must be monitored and
treated accordingly.
Although there is no consensus at present, Sandborn
and colleagues30 suggested annual surveillance colonoscopy from
the diagnosis of PSC in all patients with concomitant UC. Those
patients with PSC who do not exhibit signs of UC should undergo
an initial colonoscopy to look for the development of subclinical
disease,26 with periodic re-evaluation.
The issue of UC in the setting of liver transplantation
for PSC is posing many new questions. On current evidence, prophylactic
colectomy post-transplantation does not appear to be necessary but
again annual colonoscopy has been recommended for surveillance.39
A large prospective case control study involving patients
matched for age, onset of colitis, duration of UC, and transplantation
status is required to help determine the magnitude of the increased
risk of colorectal neoplasia conferred by the presence of concomitant
PSC and may also provide new insight into disease pathogenesis.
H JAYARAM, J SATSANGI, R W G CHAPMAN
Gastroenterology Unit, Radcliffe Infirmary, Oxford OX2 6HG UK
j.satsangi@ed.ac.uk
Correspondence to: Professor J Satsangi, Gastrointestinal Unit,
University of Edinburgh, Western General Hospital, Edinburgh EH4
2XU, UK.
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